Public Funds

Gim Cayman Trust Ii

Alternative Investment Strategies Fund JPY Hedged Class A Units 22-06-2018 JPY 0.9337
Alternative Investment Strategies Fund JPY Hedged Class B Units 22-06-2018 JPY 0.9085
Alternative Investment Strategies Fund JPY Non-hedged Class A units 22-06-2018 JPY 0.9090
Alternative Investment Strategies Fund JPY Non-hedged Class B Units 22-06-2018 JPY 0.8834

Nikko Edmond de Rothschild Dynamic Funds

Nikko Edmond de Rothschild Dynamic Funds - Nikko Dynamic Bond 22-06-2018 JPY 0.3780
Nikko Edmond de Rothschild Dynamic Funds - Nikko Dynamic Equity 22-06-2018 JPY 1.0084

Nikko Global Funds

Nikko Global Funds - Alternative Fund 22-06-2018 JPY 0.6931
Nikko Global Funds - Commodity Fund 22-06-2018 JPY 0.6675
Nikko Global Funds - Emerging Equity Fund 22-06-2018 JPY 1.2042
Nikko Global Funds - Global Bond Fund 22-06-2018 JPY 0.9513
Nikko Global Funds - Global Equity Fund 22-06-2018 JPY 1.3777
Nikko Global Funds - High Yield Bond Fund 22-06-2018 JPY 1.2093
Nikko Global Funds - Japan Large Cap Equity Fund 22-06-2018 JPY 1.2213
Nikko Global Funds - Japan Small Cap Equity Fund 22-06-2018 JPY 1.7193
Nikko Global Funds - Japanese Bond Fund 22-06-2018 JPY 1.0326
Nikko Global Funds - Real Estate (REIT) Fund 22-06-2018 JPY 0.9454

Nikko Money Market Fund

Nikko Money Market Fund - Australian Dollar Portfolio 26-06-2018 AUD 0.0100
Nikko Money Market Fund - Canadian Dollar Portfolio 26-06-2018 CAD 0.0100
Nikko Money Market Fund - New Zealand Dollar Portfolio 26-06-2018 NZD 0.0100
Nikko Money Market Fund - US Dollar Portfolio 26-06-2018 USD 0.0100

Nikko Offshore Funds

Nikko Offshore Funds - Nikko Rockefeller Global Energy FundSM 22-06-2018 JPY 9,249.0000

Nikko Real Asset Fund

Nikko Real Asset Fund - AUD Portfolio 21-06-2018 AUD 115.6700
Nikko Real Asset Fund - EUR Portfolio 21-06-2018 EUR 86.2100
Nikko Real Asset Fund - JPY Portfolio 21-06-2018 JPY 8,838.0000
Nikko Real Asset Fund - USD Portfolio 21-06-2018 USD 102.4000

Nikko Skill Investments Trust (Lux)

Nikko Skill Investments Trust (Lux) - L Plus Tangent 22-06-2018 JPY 8,158.6500

Nikko World Trust

Nikko World Trust - Nikko BlackRock High Quality Allocation Fund (USD) 21-06-2018 USD 110.8000
Nikko World Trust - Nikko Green New Deal Fund - JPY Hedged Class 22-06-2018 JPY 1.0097
Nikko World Trust - Nikko Green New Deal Fund - JPY Non-hedged Class 22-06-2018 JPY 1.2213
Nikko World Trust - World Hybrid Securities Fund - USD CLASS 22-06-2018 USD 96.2100

Nippon Offshore Funds

Emerging Currency Bond Fund JPY Units 22-06-2018 JPY 0.7011
Emerging Market Corporate Bond Open Fund - Class A Accumulation 22-06-2018 JPY 1.2007
Emerging Market Corporate Bond Open Fund - Class A Distribution 22-06-2018 JPY 0.7005
Emerging Market Corporate Bond Open Fund - Class B Accumulation 22-06-2018 JPY 1.1614
Emerging Market Corporate Bond Open Fund - Class B Distribution 22-06-2018 JPY 0.6631
Emerging Market Corporate Bond Open Fund - Yen Non-Hedged Accumulation Class A Unit 22-06-2018 JPY 1.3662
Emerging Market Corporate Bond Open Fund - Yen Non-Hedged Accumulation Class B Unit 22-06-2018 JPY 1.3217
Emerging Market Corporate Bond Open Fund - Yen Non-Hedged Distribution Class A Unit 22-06-2018 JPY 0.9948
Emerging Market Corporate Bond Open Fund - Yen Non-Hedged Distribution Class B Unit 22-06-2018 JPY 0.9558
Emerging Markets Mid-Small Cap Active Equity Fund - Class A Accumulation 22-06-2018 JPY 1.8146
Emerging Markets Mid-Small Cap Active Equity Fund - Class A Distribution 22-06-2018 JPY 1.0228
Emerging Markets Mid-Small Cap Active Equity Fund - Class B Accumulation 22-06-2018 JPY 1.7471
Emerging Markets Mid-Small Cap Active Equity Fund - Class B Distribution 22-06-2018 JPY 0.9706
Global High Yield Bond Fund - AUD Hedged Class 22-06-2018 AUD 6.3600
Global Smart Allocation Bond Fund - USD Units 22-06-2018 USD 104.0500
Global Smart Allocation Bond Fund - Yen Hedged Units 1409 (for FoF Investors) 22-06-2018 JPY 0.9787
Global Smart Allocation Bond Fund - Yen Hedged Units 1411 (for FoF Investors) 22-06-2018 JPY 0.9789
Global Smart Allocation Bond Fund - Yen Hedged Units 1502 (for FoF Investors) 22-06-2018 JPY 0.9462
Global Smart Allocation Bond Fund - Yen Hedged Units 1503 (for FoF Investors) 22-06-2018 JPY 0.9440
Global Smart Allocation Bond Fund - Yen Hedged Units 1506 (for FoF Investors) 22-06-2018 JPY 0.9597
Global Smart Allocation Bond Fund - Yen Hedged Units 1508 (for FoF Investors) 22-06-2018 JPY 0.9688
Global Smart Allocation Bond Fund - Yen Hedged Units 1511 (for FoF Investors) 22-06-2018 JPY 0.9771
Global Smart Allocation Bond Fund - YEN Hedged Unit1310 22-06-2018 JPY 10,129.0000
GW Select Fund Aggressive Type - Class A 22-06-2018 JPY 1.0253
GW Select Fund Aggressive Type - Class B 22-06-2018 JPY 0.9728
GW Select Fund Moderate Type - Class B 22-06-2018 JPY 0.8935
GW Select Moderate Type - Class A 22-06-2018 JPY 0.9385
Nikko Global Tri-Asset Fund - Accumulating Class A 22-06-2018 JPY 1.4990
Nikko Global Tri-Asset Fund - Accumulating Class B 22-06-2018 JPY 1.4183
Nikko Global Tri-Asset Fund - Distributing Class A 22-06-2018 JPY 0.3987
Nikko Global Tri-Asset Fund - Distributing Class B 22-06-2018 JPY 0.3521
Tri Sector High Income Bond Fund - Yen Non-Hedged Accumulation Class A 22-06-2018 JPY 1.0007
Tri Sector High Income Bond Fund - Yen Non-Hedged Distribution Class A 22-06-2018 JPY 0.9338
Tri-Sector High Income Bond Fund - Yen Hedged Accumulation Class A 22-06-2018 JPY 1.0044
Tri-Sector High Income Bond Fund - Yen Hedged Accumulation Class B 22-06-2018 JPY 1.0030
Tri-Sector High Income Bond Fund - Yen Hedged Distribution Class A 22-06-2018 JPY 0.6843
Tri-Sector High Income Bond Fund - Yen Hedged Distribution Class B 22-06-2018 JPY 0.6469
Tri-Sector High Income Bond Fund - Yen Non-Hedged Accumulation Class B 22-06-2018 JPY 1.0007
Tri-Sector High Income Bond Fund - Yen Non-Hedged Distribution Class B 22-06-2018 JPY 0.8783
TM Emerging Corporate Bond Fund - JPY Hedged Unit 22-06-2018 JPY 7,865.0000
TM Emerging Corporate Bond Fund - USD Unit 22-06-2018 USD 8.0400

Premium Funds

Premium Funds - Capital US Growth and Income Fund -Class US$ 21-06-2018 USD 21.6900
Premium Funds - Capital US Growth and Income Fund -Class Yen 21-06-2018 JPY 2,498.0000
Premium Funds - European High Yield - Class EUR Unit 21-06-2018 EUR 13.7700
Premium Funds - European High Yield - Class JPY (Hedged) Unit 21-06-2018 JPY 1,339.0000
Premium Funds - European High Yield - Class USD (Hedged) Unit 21-06-2018 USD 13.9900
Premium Funds - Global Core Equity Fund - Class JPY (Hedged) Unit 21-06-2018 JPY 1,086.0000
Premium Funds - Global Core Equity Fund - Class USD Unit 21-06-2018 USD 11.1000
Premium Funds - Global Corporate Bond - Class AUD (Hedged) Unit 21-06-2018 AUD 12.0400
Premium Funds - Global Corporate Bond - Class EUR (Hedged) Unit 21-06-2018 EUR 10.4900
Premium Funds - Global Corporate Bond - Class JPY (Hedged) Unit 21-06-2018 JPY 1,046.0000
Premium Funds - Global Corporate Bond - Class USD Unit 21-06-2018 USD 11.1600
Premium Funds - PIMCO Total Return Strategy JPY (Hedged) 21-06-2018 JPY 984.0000
Premium Funds - PIMCO Total Return Strategy USD 21-06-2018 USD 12.6500
Premium Funds - Schroder Japanese Equity Fund 21-06-2018 USD 15.4300
Premium Funds - Wealth Core Portfolio Advanced Type - Class USD Unit 21-06-2018 USD 9.9500
Premium Funds - Wealth Core Portfolio Conservative Type - Class JPY (Hedged) Unit 21-06-2018 JPY 1,013.0000
Premium Funds - Wealth Core Portfolio Conservative Type - Class USD Inheritance Unit 21-06-2018 USD 9.9200
Premium Funds - Wealth Core Portfolio Conservative Type - Class USD Unit 21-06-2018 USD 10.6900
Premium Funds - Wealth Core Portfolio Growth Type - Class JPY (Hedged) Unit 21-06-2018 JPY 1,142.0000
Premium Funds - Wealth Core Portfolio Growth Type - Class USD Inheritance Unit 21-06-2018 USD 9.7200
Premium Funds - Wealth Core Portfolio Growth Type - Class USD Unit 21-06-2018 USD 11.8100

Red Arc Global Investments (Cayman) Trust

Knock-in Type/Lowest Price Reference Nikkei 225 Linked Fund without Target Auto Redemption (JPY) (2009-02) 22-06-2018 JPY 29,466.0000
Principal Protected Dow Jones Industrial Average Linked Fund without Target Auto Redemption (USD) (2008-12) 22-06-2018 USD 143.4700
Principal Protected Nikkei 225 Linked Fund without Target Auto Redemption (AUD) (2009-01) 22-06-2018 AUD 131.7600